Regulatory
Consulting

We offer a fully bespoke service, to enable you to ascertain specific insight, address specific regulatory issues or under-take a deep-dive exercise. We offer a fully flexible service either on a fixed fee, estimation of time and costs prior to undertaking the work and a pay-as-you go service.

Regulatory
Consulting

We offer a fully bespoke service, to enable you to ascertain specific insight, address specific regulatory issues or under-take a deep-dive exercise. We offer a fully flexible service either on a fixed fee, estimation of time and costs prior to undertaking the work and a pay-as-you go service.

We offer a range of regulatory consultancy services. Whilst helping you to interpret and meet legislation requirements for your business we find creative solutions for any anticipated challenge.

 

Specialists in implementing change and regulatory transactions, we also ensure applicant firms develop the knowledge from the in-house process and build effective relationships with core compliance services, whether it be the FCA, PRA or both.

Second Mile Consulting can:

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    Support applicant firms in its interactions with the FCA and PRA, anticipating any questions from the FCA and PRA so that the firm is able to address them in advance.
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    Support the applicant firm with developing its systems and controls to assist the firm in meeting its regulatory requirements at the Authorisation stage.
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    Advise upon the applicant firm’s appropriate course of action in support of any regulatory transaction e.g. new authorisations, varying permissions, senior managers & certification regime and approved persons, waivers & modifications, change in control, passporting and cancelling a firm permission.
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    Clarify the FCA and PRA application process and the regulatory responsibilities that this places upon the applicant firm and its senior management.

Second Mile Consulting does not offer an outsourced compliance function and will instead work with you, to provide clear and documented evidence that a culture of compliance is embodied within all aspects of the applicant firms’ systems and controls and importantly within the applicant firms’ decision-making process.

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We also deliver independent, meaningful comparisons of board and executive team members.